Domains
Inherent-risk tiering
Criticality, data-sensitivity, regulatory-impact and concentration weights driving diligence depth.
Diligence evidence
SOC 2 / ISAE 3402, ISO 27001, financial viability, sanction / adverse-media, ESG and modern-slavery attestations.
Contract & RTS terms
DORA RTS on sub-contracting clauses, OSFI B-10 contract provisions, exit-rights, audit-rights, sub-processor consent.
Fourth- and nth-party graph
Sub-processor enumeration, hyperscaler concentration, geographic-residency map.
Continuous monitoring
Performance KPIs, SLA breach evidence, security signals, attestation refresh cadence.
Exit-plan attestation
Documented, tested exit-plan with substitutability scoring and stressed-transition timing.
Concentration scoring
Vendor, geography, hyperscaler and sub-processor concentration — institution-level and book-of-business level.
Incident & near-miss
Vendor-originated incident pipeline routed into NIS2 / DORA / OSFI E-23 reporting flows.